Our Team

Frank has extensive experience in delivering meaningful change to asset management clients by transforming their back and middle office operations. He specializes in assessing and redefining operating models to enhance efficiency, transparency, and scalability. Through in-depth technology assessments, Frank helps firms identify and implement cutting-edge solutions that optimize workflows, reduce operational risks, and improve overall performance. His expertise enables asset managers to streamline processes, integrate innovative tools, and stay ahead in an increasingly complex financial landscape.

With a strong focus on refining processes, Frank works closely with asset managers to develop revised operating models that enhance operational capabilities. He evaluates existing frameworks, identifies inefficiencies, and designs tailored strategies to drive improvement. By aligning technology with business objectives, he ensures seamless transitions to enhanced systems that support growth and regulatory compliance. Frank's ability to bridge the gap between strategy and execution empowers clients to navigate industry challenges with confidence while achieving long-term operational excellence.

Gerry Healy is a high-impact financial services leader with a proven track record of transforming asset management operations to drive scalable growth and operational efficiency. As a trusted advisor to C-suite executives, he specializes in resolving complex business challenges and translating strategic objectives into actionable plans. With deep expertise in operating model development, program management, and service provider oversight, Gerry has led large-scale transformation initiatives for North American asset managers. His ability to refine operational strategies and implement innovative technology solutions has helped clients enhance their middle and back-office functions, improving efficiency and long-term performance.

A recognized thought leader in the industry, Gerry has played a pivotal role in shaping best practices through speaking engagements, industry publications,  Gerry fosters collaboration among stakeholders, service providers, and technology partners to deliver impactful solutions. His leadership in transformation and change management continues to set new benchmarks for operational excellence in the financial services sector.

A seasoned Securities Operations and Asset Servicing Executive with 35+ years of leadership in global financial institutions. Dominic brings deep expertise in fund administration, asset servicing, governance, and fiduciary oversight, having led complex global businesses, strategic initiatives, and regulatory engagements.
As the former Global Head of Fund Services at Citi, Dominic managed operations across 24 global domiciles, servicing mutual funds, private equity, private debt, infrastructure, ETFs, and institutional investors. Prior to that, Dominic held senior leadership roles at BNY Mellon, leading transformational programs, regulatory initiatives, and large-scale M&A integrations—including overseeing custody and valuation services for the U.S. Treasury’s $700B TARP program.
Dominic now offers board directorship and advisory services to asset managers, asset owners, and service providers, helping organizations optimize governance, risk oversight, and operational efficiency.

Key Expertise:
Mutual Fund & ETF Board Governance (Regulatory Oversight, Risk Management)
Asset Servicing & Fund Administration
Institutional Investor Governance
Business Transformation & M&A 

Dave is a seasoned financial executive with over 35 years of extensive experience across all facets of financial services, including product management, trading, sales, client service, capital optimization, and business development. Broad experience in asset management, financing, real estate investing, financial planning, and venture capital.
As the former Global Head of Securities Finance at Citi, Dave managed over $1.3 billion in global revenue from securities lending activities, successfully cultivating and retaining a premier client base that included some of the largest Sovereign Wealth Funds, Public Pension Funds, and Asset Managers.
Prior to his role at Citi, Dave established three startup securities lending programs and was a key member of the team that created the largest third-party lending/non-custody lending program at Dresdner Bank.

Core Competencies
Financial Services Leadership: Extensive experience in managing diverse financial operations and teams.
Securities Lending Expertise: Proven success in driving revenue growth and client retention in the securities lending business.
Business Development: Strong capability in establishing and nurturing high-level client relationships.
Capital Optimization: Expertise in optimizing capital efficiency and maximizing returns across securities lending activities.
Strategic Planning: Adept at developing and implementing strategic initiatives to drive business growth.

As a senior executive in global financial services, Jim brings over three decades of experience in driving business growth, expanding revenue streams, and nurturing long-term relationships with top-tier clients. Jim has consistently delivered exceptional results in securities services, and financial operations, with a proven track record of negotiating high-value mandates, managing complex clients and leading cross-functional teams to success.

Jim specializes in business development, client relationship management, sales strategy, and operational leadership. Throughout his career, Jim has been instrumental in closing multimillion-dollar mandates, creating strategic partnerships, and leading organizations through transformative changes. Jim takes pride in identifying and capitalizing on opportunities that drive revenue and operational efficiency, while always keeping the client's best interests front and center. Jim's expertise includes, developing relationships with strategic U.S. based asset managers, coordinating RFP responses, fee proposals and sales presentations with Product and Operations partners, negotiating legal and commercial terms, and ensuring successful implementations. Results include Securities Lending mandates with lendable assets in excess of $1.75 Trillion and Custody/Fund Accounting/Fund Administration mandates with AUC in excess of $1 Trillion. Jim has also managed a Custody and Fund Accounting Operations team of 350 professionals that was consistently ranked at the top of the division in terms of accuracy, audit ratings, productivity improvement metrics, client satisfaction and meeting cross selling targets. 

Jim has also been privileged to contribute to industry-leading associations and charitable causes, earning recognition for his contributions to both the financial services sector and the broader community.